Consequence Predictability and Results

by Phillip Ragain

Have you ever worked for someone whose reactions were unpredictable? One day they were giving positive feedback for success and the next day they were dressing you down for the same results? How did/would that make you feel? What impact would that have on your desire to achieve good results? For most of us the lack of predictability would create a reduction in motivation to succeed and show initiative.

Research has shown that lack of predictability of consequences increases stress and that increased stress, beyond a certain point, reduces the ability of individuals to perform. When we know what to expect, we are less stressed and more likely to put out the effort required for success. Although we might not appreciate a “knit-picking” boss, we can live with it (for a while), if we know that it is his/her style and it is predictable. We all prefer working for someone who provides consistent positive feedback for success and consistent input (redirection) on how to be more successful when we fail.  

It is always better to hold people accountable for their results in a predictable and consistent manner. As always, we recommend fair evaluation of results followed by consistent/predictable positive feedback for success and consistent/predictable redirection of actions that have led to failure.  

By the way, parents, this goes for your children, too.  They need to know that they can expect appropriate, consistent and predictable consequences when they succeed and when they fail.  

Championship Teams are the Result of 5 Critical Factors

by Mike Allen

Before starting a career in oilfield operations and ultimately consulting, I was fortunate to coach ten high school football and baseball teams to state championships. As I look back at what made us successful as sports teams and then start to look at the very successful business teams I have been fortunate to serve on, I notice a trend.  They both have the same five critical factors necessary to be successful.

1. Great teams set high goals. We never set a goal to win X number of games, we always set a goal to win the championship. In business, we never set a goal to be average, rather we set goals that would create a competitive advantage for our team and company. 
2. Great Teams hold themselves accountable. As we have stated before, accountability does not mean punishment. We must focus on three things for which we must hold all team members accountable:
• expected behaviors related to how team members respond to one another
• continuous process improvement to reach higher and higher objectives
• tasks done on time and done right.
3. Great teams talk through tough issues. Team members do not always agree on everything and at times don’t even get along.  To help with these “bumps in the road”, great teams must show respect to all team members, focus on the goal and collaborate for success. Dr. Stephen Covey once said “It is not my way or your way it is a better way” that is the essence of collaboration as you check your ego at the door and focus on the goals and objectives set out from the start.  (Check out the latest Newsletter on Collaboration and Teamwork).
4. Great teams connect their work with the other teams in the company. They understand that the Company as a whole is the total team and that its success is based on the success of all the teams that support and deliver that success. Knowing this, they will then support and contribute to other teams as necessary and share knowledge and results throughout the organization.
5. Great teams believe in their mission/goals. A Gallup Poll released June 11, 2013 indicated that only 30% of workers are engaged at the workplace and that the vast majority do just enough to get by. Great teams get their teammates to understand how their efforts impact the team and company and ultimately get them to buy-in. They know that to motivate the employee to a top level of performance they must align sub-team goals with the goals of the overall team.

Let’s look at these 5 critical behaviors through the lens of one of the more underrated American sports team.  The San Antonio Spurs have quietly built a dynasty of sorts.  No, they may not be the Celtics of the of the ‘60s that won 8 in a row and it’s not the Bulls of the Michael Jordan era, but they are great in their own right.  No, they didn’t win the World Championship this year, but they did take a far superior team (on paper) to 7 games and they have 4 championships since 1999.   

This is what is amazing about the run the Spurs have been on over that time, they are ALWAYS overmatched on paper.  If you simply compared the talent of the players, the Spurs are almost always on the short end of that stick.  Sure they have Tim Duncan, Tony Parker, Manu Ginobili, and had David Robinson.  These are all names that the casual fan has heard at some point, but they may not have heard of them if they hadn’t played for the Spurs.  Ginobili and Parker look more like law partners than world class athletes and the two big men quite honestly are closer to Will Purdue than they are Wilt Chamberlain.  So how do they win?  How have they continued to be so successful?  

Look back at our list of 5 critical factors and imagine what it must be like to be on that team and playing for a leader like Greg Popovich.  Do you think each team starts with the goal of winning a World Championship?  Do you think the coaches hold the players accountable to their actions and performance, as well as the players to other players?  Do you think they deal with tough issues that arise over a grueling 82 game schedule?  Do you think the front office, medical staff, coaches, players, etc. all have the same mission and vision for the organization?  Do you think that the entire organization has bought into this vision?  If you answered “yes” to all of these questions then you see what an incredibly functional team must look like.  The other side of that coin must look like the Dallas Cowboys, but it pains me far too much to discuss that disfunction in this blog.

6 Steps to Effective Accountability

by Michael Allen

“Hold them accountable for their performance!” This is an often repeated and seldom understood mantra in today’s workplace. Accountability is a critical aspect of the very best organizations, but there is a significant distinction in the way the best approach it. First and foremost, the very best do not equate accountability with punishment. But if accountability is not just punishment, then what is it? 

Accountability can be viewed as a 6-step process which, if applied correctly, will create an environment where people will willingly receive feedback and see the process as constructive.

1.  Set clear expectations 

Never expect results that you haven’t clearly communicated to your employees. If you expect them to perform in a certain manner, you must first communicate that expectation to them. Keep in mind that almost every employee wants to please the boss and experience both organizational and personal success. They can’t do this if they don’t know what is expected of them.

2.  Compare results to expectations

When possible, quantitative metrics should be in place for every desired result. These metrics should assess the relationship between the actual result and the result that was expected. If the metric shows success then positive feedback is in order. If, however, the metric indicates a gap, or failure, then move to step #3 with intentional curiosity as to why the gap exists.

3.  Account for the “why” behind failure to meet expectations (Don’t assume poor motivation)

I once had a young engineer who was just starting his career ask for the best tip I could give him as a future manager. I told him that he must be curious and a great diagnostician. Human failure is seldom the cause of anything, rather it is almost always the result of something. If you have found a gap between expectations and performance, you should work with the employee to find out what caused it. The vast majority of the time we find out it is something within the work system that caused the gap to occur and not that “they just didn’t care or work hard enough”. Remember that humans work in incredibly complex and dynamic systems and often the consequence of that complexity is human failure. Examine the context (Self; Others; Surroundings; Systems) that the person was in and which aspects of that context impacted performance. Don’t start by assuming that personal motivation is the cause. If you do, you will most likely create defensiveness and fail to find the “real” cause behind the failure. Objectively evaluate all possibilities before finalizing your conclusion. Remember, accountability literally means to “take an account” of what caused the failure.

4.  Find a fix so that the person can be successful in the future

Once you have diagnosed the cause of the failure, put a fix into place to eliminate the cause. This could be training or mentoring if knowledge or skill is missing, new equipment if failure is the result of not having the correct resources for success, contractual changes with your clients if there is incentive to rush or take short cuts, or a multitude of other fixes. Just remember that the fix should affect the cause of the actual gap, not just punish the person who failed. If progressive discipline (punishment) is in order, move to step #5.

5.  Apply negative consequences appropriately

Yes, sometimes punishment (progressive discipline) is in order, but it should only be used when trying to impact motivation or to document repeated failure. Helping the person understand the consequences of continued failure or the impact that failure is having on how he is perceived by you and/or his team members can have a significant impact of motivation. Keep in mind that the primary objective of any progressive discipline program is performance improvement. So whether you are conducting an informal counseling session or discussing a written reprimand, care should be taken to communicate clearly and respectfully, with a focus on determining the real cause of failure. 

6.  Model by holding yourself accountable for your results

Employees are impacted more by what they see their supervisors do than by what their supervisors say should be done. If you want your employees to respond positively to being held accountable then you must be open to feedback from your employees and publicly admit and diagnose your own performance gaps. This shows that accountability is not something that should be feared and it also provides the opportunity to make bosses, employees, and the organization more successful.

While these steps are important, the way you communicate is also critical. Make sure you do so with respect and with the person’s best interest in mind. If you can minimize or eliminate defensiveness, you will be well on the road to helping others improve and get the results that you both want.

The Safety Side Effect

Things Supervisors do that, Coincidentally, Improve Safety

by Phillip Ragain

Common sense tells us that leaders play a special role in the performance of their employees, and there is substantial research to help us understand why this is the case.  For example, Stanley Milgram’s famous studies of obedience in the 1960s demonstrated that, to their own dismay, people will administer what they think are painful electric shocks to strangers when asked to do so by an authority figure.  This study and many others reveal that leaders are far more influential over the behavior of others than is commonly recognized.  

In the workplace, good leadership usually translates to better productivity, efficiency and quality.  Coincidentally, as research demonstrates, leaders whose teams are the most efficient and consistently productive also usually have the best safety records.  These leaders do not necessarily “beat the safety drum” louder than others.  They aren’t the ones with the most “Safety First” stickers on their hardhats or the tallest stack of “near miss” reports on their desks; rather, their style of leadership produces what we call the “Safety Side Effect.”  The idea is this: Safe performance is a bi-product of the way that good leaders facilitate and focus the efforts of their subordinate employees.  But what, specifically, produces this effect?

Over a 30 year period, we have asked thousands of employees to describe the characteristics of their best boss - the boss who sustained the highest productivity, quality and morale.  This “Best Boss” survey identified 20 consistently recurring characteristics, which we described in detail during our 2012 Newsletter series.  On close inspection, one of these characteristic - “Holds Himself and Others Accountable for Results” - plays a significant role in bringing about the Safety Side Effect.  Best bosses hold a different paradigm of accountability.  Rather than viewing accountability as a synonym for “punishment,” these leaders view it as an honest and pragmatic effort to redirect and resolve failures.  When performance failure occurs, the best boss...

1. consistently steps up to the failure and deals with it immediately or as soon as possible after it occurs;
2. honestly explores the many possible reasons WHY the failure occurred, without jumping to the simplistic conclusion that it was one person’s fault; and
3. works with the employee to determine a resolution for the failure.

When a leader approaches performance failure in this way, it creates a substantially different working environment for subordinate employees - one in which employees:

1. do not so quickly become defensive when others stop their unsafe behavior
2. focus more on resolving problems than protecting themselves from blame, and
3. freely offer ideas for improving their own safety performance.

A Taste of Your Own Medicine

Leading by example means accepting redirection as willingly as you provide it.

by Ron Ragain, Ph.D.

It is difficult for most of us to accept criticism from anyone, but especially from our children or our employees.  After all, we are supposed to have all the answers and know how to do everything the correct way, right?  Wrong!   Everyone makes mistakes, even bosses and parents, and we really don’t know everything.  Willingness to accept feedback from others is important in how we lead.  If you want your children and your employees to accept your feedback when they fail, you have to be willing to accept theirs when you fail.  So how do you do it?  We suggest that there are four key things to keep in mind to successfully receive redirection from others.

1. Remember that they are taking a risk.  In the parent-child and employer-employee relationships you have the power and they don’t.  You can make their lives difficult and in some cases even dissolve the relationship (we don’t recommend this with your children).  Therefore it is vital that you understand that they are assuming all of the risk when giving you this type of feedback.
2. Assume that they have your best interest in mind.  It is very easy to become defensive when receiving less than positive feedback.  The primary reason that we become defensive is because we assume that the other person is trying to hurt us in some way.  We generate a “guess” about their motive and that guess is usually negative.  If you start with a guess that they have your best interest in mind, then you will be less likely to become defensive and more likely to have a successful conversation.  If they are trying to hurt you, then you have an opportunity to discover why and determine what you can do to rectify that.
3. Listen with respect.  Respectful listening really means allowing the other person to express their views and thoughts without you becoming defensive.  Ask clarifying questions when you don’t understand something, but don’t justify your actions/results before the other person has finished because this will most likely be seen as defensive.  It is also important to show good body language through your posture, eye contact and facial expression.  How you look and what you say will set the tone for the conversation and will either lead to success or failure.
4. Show gratitude for their feedback.  Remember that it is difficult for someone with less power than you have to step up and give you feedback.  It is very important that you let them know that you recognize this and that you appreciate their willingness to help you become the best leader that you can possibly be.

If you want to lead by example, you will need to be willing to accept negative feedback as easily as you are willing to give it.

4 Steps for Successful Career Coaching

by Mike Allen

Career development is a personal responsibility, but really good supervisors understand that they can help by being a career coach to their employees.  Here are four keys to being an effective career coach.

1.  Help the employee identify career goals.  Career success requires both ability and motivation.  Help the employee identify strengths and interests as the starting point to defining career goals.  It is not the role of a career coach to judge the appropriateness of the employee’s career goals, but it is appropriate to help the employee explore the consequences of moving along a particular career path relative to strengths and interests.

2.  Help the employee identify developmental needs.  Once a career goal has been identified, help the person assess the requirements for success and determine the requisite knowledge, skills, experience, etc.  Help the person honestly evaluate their current level of readiness and what must be done to move forward and to achieve their career goals.

3.  Help the employee discover barriers to development and develop plans to overcome those barriers.  An honest evaluation of barriers to personal development is essential to the development of a career plan.  Many times the employee is unaware of those barriers and needs another person to ask questions that lead to discovery.  Once barriers have been identified, a realistic plan of action needs to be developed.  This is the responsibility of the individual, but, again, asking relevant questions and appropriately challenging assumptions is an important part of planning.

4.  Hold the employee accountable for implementing plans.  This does not mean punishment for failure.  Here accountability is really tied to the “giving account” part of accountability.  The career coach should be there to ask questions about plan schedule and accomplishment and provide encouragement and feedback as appropriate.

The role of a career coach is that of “helper”.  They facilitate development, not dictate it.

What is Accountability Anyway?

by Phillip Ragain

One of the primary roles of a manager, supervisor or parent for that matter is to hold people accountable for their performance and the results that they either achieve or fail to achieve.  We hear over and over again that people must be held accountable if you want improvement.  We agree, but what is accountability anyway?  

Here are some real life examples of what accountability is NOT:  

• Blaming a peer when they fail to meet an important deadline

• Making an example of an employee to discourage others from making the same mistake

• Threatening the team during a meeting to demonstrate that you won’t tolerate “poor performance”

• Sending out a memo to let everyone know that team members must have thick skins to keep standards from slipping

• Writing a “strongly worded” performance evaluation to reflect your sincere disappointment with an employee’s contribution over the last few quarters

• Giving your significant other the cold shoulder or withholding affection until they start paying attention to your needs, too  

• Sending a child to his room when he doesn’t do what he is told

Here are the common themes with all of these accountability failures:

1. The disappointed party assumed that motivation was the cause and blamed the poor-performer for the results they observed, and 
2. The disappointed party chose to punish the poor-performer into new behavior.

This simply isn’t what effective accountability is all about.  For us, accountability is a process and it includes two basic components:

1. Examination of the facts/reasons underlying a specific event/result -- We take the “accounting” in accountability seriously.  Without knowing exactly “why” the person didn’t meet expectations, it is virtually impossible to know how to do the next step.
2. Applying appropriate consequences for the actions and results -- These consequences must be logically tied to the real reason behind the result if you want improvement.

In our March newsletter we will be discussing how to effectively use these two basic components to effectively hold others accountable when they fail to meet expectations.